Some AIM rules and old company history

AIM Rule Newsletter Issue

Rule 2 Guidance relating to admissions via the AIM Designated Markets
(“ADM”) route – FAQ Issue 2
Guidance relating to Schedule 1 Announcements – Issue 3

Rule 3 Guidance relating to working capital statements and confirmation that
they cannot be caveated – Issue 3

Rule 7 General technical guidance relating to lock-ins for new businesses –
Issue 4

Rule 10 Guidance relating to leaked information, announcements made in other
jurisdictions and progressive updates – Issue 3
Guidance as to when AIM Regulation may suspend trading where a
company is unable to comply with Rules 10 and 11 – Issue 4
Cases relating to Rule 10 in Issues 1, 3 and 5

Rule 11 Guidance that Rule 11 is a wider disclosure rule than just the 4 specific
bullets set out in the rule – Issue 1
Guidance relating to leaked information, announcements made in other
jurisdictions and progressive updates – Issue 3
Guidance as to when AIM Regulation may suspend where a company is
unable to comply with Rules 10 and 11 – Issue 4
Cases relating to Rule 11 in Issues 1, 2 and 3

Rule 13 Requirement to aggregate directors' participation in a related party
transaction – Issue 1
General technical guidance relating to related party transactions – Issue
3

Rule 14 Guidance relating to entering into an option agreement to complete a
reverse takeover – Issue 1
Confirmation that Rule 14 is not applicable if there is no acquisition –
FAQ Issue 1
Guidance relating to AIM Regulation’s approach to suspensions where a
reverse takeover has been announced or leaked – Issue 3

Rule 15 Gross Capital Test not applicable to disposals – FAQ Issue 1
Guidance relating to the implementation of a Rule 15 company’s
investing policy – Issue 1
Guidance explaining that a Rule 15 company cannot become a Rule 8
Company – Issue 2
Guidance relating to Rule 15 Investing Companies seeking to become

The following table lists the 10 biggest AIM companies on 17 May 2012.

Rank	Company	Market cap (£M GBP)      Today   11 Sept 2013
1	Gulf Keystone Petroleum	1,669                                1,861
2	Indus Gas Limited	1,655                                1,628
3	African Minerals Ltd	1,343                                   553
4	Mulberry Group	1,289                                   568
5	ASOS	1,204                                 4,292
6	Cove Energy	1,109                                 1,218
7	Playtech Limited	1,046                                 2,055
8	Songbird Estates	820                                    1,122
9	Rockhopper Exploration	781                                       361
10	Abcam	753                                       947